Read His Book
Do you invest with a financial advisor? If the answer is “yes,” what do you really know about the financial advisor, the firm, the documents and the duties and responsibilities associated with this relationship? If the answer is, “not much” or “nothing at all,” this book is right for you.
The author, with over 25 years combined experience inside the brokerage industry and as an attorney representing the rights of investors who have been victims of brokerage misconduct, takes you inside the financial advisor/client relationship so that you can become an intelligent and informed consumer of brokerage products and services.
Inside these pages, you will find a practical, useful and easy-to-read guide on how to navigate the financial advisor/client relationship.
You will learn:
- What to look for in choosing a financial advisor
- What to expect from a financial advisor in terms of advice and recommendations
- The types of, and importance of, the documents associated with opening and maintaining a brokerage account
- Cautions or “red flags” which could indicate that something is wrong with your account
- What you can do if you believe you have been the victim of financial advisor misconduct
Prevent Brokerage Misconduct with How to Keep From Going Broke with a Broker: More About the Book
Super Lawyers and former industry insider Richard A. Lewins informs, educates and enlightens those investors who place (or consider placing) their hard-earned, saved or inherited dollars — along with their complete trust — in the decisions made by a financial advisor, brokerage firm, or other financial “expert.” He has seen firsthand, from all sides of the table, the financial devastation that can occur when people turn over their assets to others to manage without understanding the nature of the relationship, the importance of the documents and the “red flags” to watch for that could signal trouble.
The author does not warn us away from financial advisors or brokerage firms; rather, he provides the information, strategies, and tools necessary so that investors can effectively monitor and collaborate in the management of their financial portfolios.
Lewins offers a wake-up call to investors who so often skip the simple steps, such as actually opening and reading the statements and correspondence our financial advisors send or signing documents without having thoroughly read them for accuracy and understanding their meaning. He tells us what we need to know and what to do when things go wrong, how to recognize Ponzi schemes and other fraudulent investment operations, and what our options are for recovering losses. To learn more, purchase a copy of this book today.
Contact LewinsLaw, P.C.
Schedule a consultation with Mr. Lewins to discuss your options. Call 972-893-9245 or email the firm today.
